Disclaimer
General Disclaimers Disclosures
Stonehaven, LLC (“Stonehaven”) is a SEC Registered Broker Dealer and FINRA Member Firm. Stonehaven provides institutional placement agent services and is compensated for referred investors who allocate capital to operating companies and pooled investment vehicles which are contractually engaged by Stonehaven. Stonehaven receives compensation from the operating companies and pooled investment vehicles for making these referrals. This compensation does not have any impact on the net fees or expenses that the investor may pay to any pooled investment vehicle. However, Stonehaven’s compensation may be a component of the purchase price of any security and therefore may reduce the amount allocated to an investment.
Stonehaven also provides services to institutions with private placements, PIPE transactions, secondary market block trades, buy-side and sell-side and merger and acquisitions.
Nothing on this website is intended to be, nor should it be construed or used as, financial, legal, tax or investment advice or an offer to sell, or a solicitation of any offer to buy or sell an interest in any security. No offer or solicitation may be made prior to the delivery by the issuer of appropriate private placement disclosure documents. Private investments are only available to certain qualified prospective investors. Further disclosures and the terms and conditions relating to any particular investment are contained in these offering documents. Before making any investment, prospective investors should thoroughly and carefully review offering documents with their respective financial, legal and tax advisors to determine whether an investment is suitable for them. Although Stonehaven is providing this summary information, Stonehaven does not provide “due diligence” on an investor’s behalf and is not responsible for an investor’s investment decisions.
Past performance of any investment is not indicative of future results. Investments are not FDIC insured. Our placement agent and investment banking services relate to a variety of investment opportunities, each of which can fluctuate in value. The value of investments may fall as well as rise, and the investor may not get back the full amount originally invested and could lose all of their investment. In making an investment decision, prospective investors must rely on their own examination of the merits and risks involved as well as the guidance of their respective financial, legal, and tax advisors.
Data cited within this website may be based on information received from sources we consider reliable. We do not represent that any of this information is accurate or complete, however, and it may not be relied upon as such. Any opinions expressed in this communication may be subject to change without notice. Stonehaven makes no representations or warranties, written or expressed, as to the accuracy, timeliness or completeness of such information. Stonehaven is not soliciting or recommending any action based on this material. The Information contained herein may not be reproduced or redistributed without the written approval of Stonehaven. Any references to an internet site maintained by third parties (“site”) does not constitute an endorsement, authorization, sponsorship or affiliation by, or with, Stonehaven or our affiliates. We have not confirmed the accuracy of any information or tested any software or products found on any such site and therefore make no recommendations regarding the content or sponsors or suitability of the site.
Alternative Investment Risk Disclosure
Interests in any alternative investment vehicle are offered only pursuant to the terms of a Confidential Private Placement Memorandum (each individually referred to herein as the “Memorandum”, and collectively as the “Memoranda”), which is furnished by the issuer only to qualified investors on a confidential basis for their consideration.
No person has been authorized to make any statement concerning any private placement other than as set forth in the Memorandum, and such statements, if made, may not be relied upon. The information contained herein is qualified by further information contained in any Memoranda. This is not an offer to sell or a solicitation of any interests in any private fund offered through Stonehaven. Stonehaven and its affiliates make no representation as to the accuracy or completeness of the information contained herein or that is received by the investor in any Memorandum or otherwise.
The information contained in the Memorandum, including investment returns, valuations, fund targets and strategies, has been supplied by third party sources, including the funds and their managers or other representatives and has not been independently verified and cannot be guaranteed. Stonehaven makes no representations or warranties as to the accuracy, timeliness or completeness of such information. Financial indicators and benchmarks in the Memorandum are unmanaged, do not reflect any management fees, generally assume reinvestment of income, are for illustration purposes only, and have limitations when used for such purposes because they may have volatility, credit, or other material characteristics that are different from a particular investment vehicle. The Memorandums are confidential, are intended only for the person to whom it has been sent and under no circumstance may a copy be shown, copied, transmitted, or otherwise given to any person other than the intended recipient. Although Stonehaven is providing this summary information, Stonehaven does not conduct or provide "due diligence" on an investor's behalf and is not responsible for an investor's investment decisions.
Investors should note the following regarding alternative investments:
· They are not subject to the same regulatory requirements as mutual funds, including mutual fund requirements to provide certain periodic and standardized pricing and valuation information to investors;
· They are speculative and involve a high degree of risk;
· Investors could lose all or a substantial amount of their investment;
· Interests may be illiquid and there may be significant restrictions in transfer. There is no secondary market for interests, and none is expected to develop;
· They may be leveraged, and their performance may be volatile;
· They have high fees and expenses that will reduce returns;
· They may involve complex tax structures;
· They may involve structures or strategies that may cause delays in important tax information being sent to investors;
· Their managers/advisers may have total trading authority over accounts;
· They and their managers/advisers may be subject to various conflicts of interest;
· They may hold concentrated positions with a limited number of investments;
· They may invest in non-traditional assets, including commodities;
· They, or their underlying fund investments, may invest a substantial portion of their assets in emerging markets, which could mean higher risk; and,
· Issuers of private unregistered securities generally have right to make disclosures about investors’ confidential financial and demographic information to service providers, including Stonehaven
The list set forth above is not a complete list of the risks and other important disclosures associated with such investments and is subject to the more complete risk and disclosures contained in the applicable confidential offering documents. For a more complete discussion of risks relating to these types of investments, qualified prospective investors should consult the Memorandum.
Performance results are generally net of applicable fees and reflect reinvestment of profits. No representation is made that any investment manager or product will or is likely to achieve its objectives or that any investor will or is likely to achieve results comparable to those shown or will make any profit at all or will be able to avoid incurring substantial losses including their entire investment. Past performance is no guarantee of future results.
Stonehaven and its affiliates and registered representatives may have a financial interest in alternative investments marketed by Stonehaven. Stonehaven registered representatives may engage in supervised outside business activities with the issuers of alternative investments marketed by Stonehaven that result in additional compensation to the registered representatives.
